Broker
Power Broker #01: Robert Caro
In our first official episode of this year’s epic mini-series breaking down The Power Broker, the author himself, Robert...
The era of record SCS loss: the broker perspective
Alexandra Glickman, Martha Bane and Robby Kunz from Gallagher Global Brokerage underline the risk mitigation strategies that insureds and...
NJ Brokerage Network 1 Financial, Known For 2,000% IPO Surges, Eyes US Exchange Return After Hiatus – Diamond Lake Minerals (OTC:DLMI), Addentax Group (NASDAQ:ATXG)
January 19, 2024 1:10 AM | 2 min read 2024 Breaking: SEC Approves Bitcoin ETF! 30,000+ investors trust our...
Secret Broker: Oh, for comfortable shorts!
Sometimes a stock can mow market hopes down, and you wish you’d slipped into shorts, says The Secret Broker,...
China’s largest brokerage has placed restrictions on short sales
Info via BloombergRestricting the short sale of stock is a short-term band-aid approach. It will provide some support for...
The Secret Broker: Then I saw her shorts… now I want to leave her!
After 35 years of stockbroking for some of the biggest houses and investors in Australia and the UK, the...
Greek regulator revokes license of forex/crypto broker Ardu Prime & forces liquidation
Greek financial broker Ardu Prime Investment Services S.A., which specialized in forex and crypto, has had its license revoked...
FTC settles second case with geolocation data broker in two weeks
The Federal Trade Commission announced its second settlement with a location data broker in as many weeks Thursday, signaling...
Japan’s biggest online brokerage SBI punished for market rigging
SBI Holdings' brokerage arm was temporarily banned from some trades related to initial public offerings after Japan’s financial regulator...
Letter to the editor: Does a broker acting as a principal need to disclose they are a DRE licensee?
Question: Does a licensed real estate broker acting as a principal in a transaction need to disclose they are...
